Ann is a member of the Securities Law Group and is a member of the Investment Funds Group in the firm's Toronto office. Ann's practice focuses primarily on registrant registration requirements and ongoing obligations for clients carrying on activities in the capital markets. Ann oversees the registration of firms and individuals registering with the securities commissions under the dealer and adviser categories such as Exempt Market Dealers, Portfolio Managers, Investment Fund Managers, Investment Dealers.  Following registration, Ann also assists clients in maintaining their registration and complying with securities law.

Ann also provides a variety of complex securities services to our corporate finance clients with respect to initial public offerings, private placements, continuous disclosure and regulatory filings, including coordinating prospectus and continuous disclosure filings, preparing and organizing documents, liaising with securities regulators and other participants. Another aspect of Ann's role is to prepare formal relief applications to the securities commissions as well as documentation relevant to public distributions of securities such as exempt distribution reports, stock exchange notices or applications.

Ann is a member of the Securities Law Group and is a member of the Investment Funds Group in the firm's Toronto office. Ann's practice focuses primarily on registrant registration requirements and ongoing obligations for clients carrying on activities in the capital markets.

Ann is a member of the Securities Law Group and is a member of the Investment Funds Group in the firm's Toronto office. Ann's practice focuses primarily on registrant registration requirements and ongoing obligations for clients carrying on activities in the capital markets. Ann oversees the registration of firms and individuals registering with the securities commissions under the dealer and adviser categories such as Exempt Market Dealers, Portfolio Managers, Investment Fund Managers, Investment Dealers.  Following registration, Ann also assists clients in maintaining their registration and complying with securities law.

Ann also provides a variety of complex securities services to our corporate finance clients with respect to initial public offerings, private placements, continuous disclosure and regulatory filings, including coordinating prospectus and continuous disclosure filings, preparing and organizing documents, liaising with securities regulators and other participants. Another aspect of Ann's role is to prepare formal relief applications to the securities commissions as well as documentation relevant to public distributions of securities such as exempt distribution reports, stock exchange notices or applications.

Publications

"Is Your RAQ Ready? 2018 Risk Assessment Questionnaire (RAQ) Due Dates Are Coming Up", WeirFoulds Investment Funds Bulletin , May 2018

"WeirFoulds Securities Law Quarterly: Concise, Informative Updates on Securities Law Developments for the Canadian Marketplace", WeirFoulds LLP, July 2016 (with Michael Dolphin)

"Amendments to Executive Compensation Disclosure Requirements", WeirFoulds LLP Corporate Update, October 2011

Is Your RAQ Ready? 2018 Risk Assessment Questionnaire (RAQ)Due Dates are Coming Up! (May 11, 2018)

WeirFoulds Securities Law Quarterly (Co-author)  (July 25, 2016)

Amendments to Executive Compensation Disclosure Requirements (Co-author) (October 11, 2011)

Exempt Market Dealers Presentation (October 15, 2009)

Affiliations

International Practice Management Association

Private Capital Markets Association

Canadian Association of Black Lawyers

Institute of Law Clerks of Ontario

WeirFoulds' Equality, Diversity and Inclusion Committee

Compliance & Registrant Regulation Specialist Securities Law Clerk

Toronto
Direct 416.365.6514
Fax 416.365.1876
alattanzio@weirfoulds.com

Practice Areas

Education
University of Toronto

Securities Law (Fellowship)

Canadian Securities Institute

Canadian Securities Course (CSC), Chief Compliance Officers Qualifying Exam (CCOQ)

Affiliations
International Practice Management Association

Private Capital Markets Association

Canadian Association of Black Lawyers

Institute of Law Clerks of Ontario

WeirFoulds' Equality, Diversity and Inclusion Committee

Education

University of Toronto

Securities Law (Fellowship)

Canadian Securities Institute

Canadian Securities Course (CSC), Chief Compliance Officers Qualifying Exam (CCOQ)