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Regulatory Compliance

PUBLIC COMPANIES - Regulatory Compliance

We assist companies with regulatory compliance at all points in the business cycle, from corporate formation and capital creation to the preparation of their SEDAR/EDGAR disclosure documents and periodic reporting. We help companies stay abreast of changes in regulatory requirements by advising on continuous disclosure obligations.

We represent clients before various administrative and regulatory bodies, including the Ontario Securities Commission, the TSX Venture Exchange and the Toronto Stock Exchange. Our lawyers regularly interact with OSC and stock exchange staff with responses to comments issued in connection with the review of public filings, pre-filing conferences, requests for interpretative guidance, the submission of exemptive relief applications and responses to informal inquiries and formal investigations.