Meet our corporate lawyers in this area

Securities Industry

PUBLIC COMPANIES - Securities Industry

We advise securities dealers on the underwriting of offerings, registration of Canadian and foreign investment dealers, limited market dealers, portfolio managers and advisors, representation at broker-dealer disciplinary hearings and Ontario Securities Commission compliance.

Our extensive experience enables us to advise on the operation and regulation of markets, both in Canada and abroad. We represent local and national issuers, securities dealers and advisors, underwriting syndicates, financial institutions, boards of directors, special committees and lenders, investors and venture capitalists as well as foreign issuers and investors in the Canadian and US financial markets.