Compliance & Registrant Regulation Specialist Securities Law Clerk

Toronto
Direct 416.365.6514
Fax 416.365.1876

Ann has been a member of the Securities Practice since 1991. She provides a variety of complex securities services with respect to initial public offerings,private placements, continuous disclosure and regulatory filings. She also has extensive experience in providing assistance to clients with initial dealer and adviser registrations, as well as ongoing regulatory requirements. Ann attends various seminars and conferences on a regular basis with emphasis on corporate and securities law, and is currently enrolled in the Canadian Securities Course.