Securities Law Newsletter – Q4 2015

A Newsletter Providing Concise Updates on Securities Law Developments Our coverage is succinct and targeted to serve the needs of issuers and their advisors. Recent developments include the adoption by […]

Securities Law Newsletter – Q1 2015

Recent developments include the implementation of amendments to the TSX Venture Exchange’s (the “TSX-V” or the “Exchange”) policies dealing with private placements, loan bonuses and finder’s fees, and the Ontario Securities Commission’s (the “OSC”) adoption of new prospectus exemptions and changes to two specific prospectus exemptions.

Securities Law Quarterly – Q3 2013

In the third quarter of 2013, the Ontario Securities Commission (“OSC“) and the Canadian Securities Administrators (“CSA“) both provided updates to the market the OSC on possible new prospectus exemptions […]

Real Estate Licensing considerations for EMDs

In the recent editions of Exempt Market Update, in the articles Engagement Letter Best Practices Part One and Part Two, we focused on two topical features of an EMD’s engagement […]

Securities Law Quarterly – Q2 2013

In the second quarter of 2013, the Ontario Securities Commission (the “OSC”) reviewed compliance with Forward-Looking Information (“FLI”) disclosure requirements and identified areas needing improvement. The OSC also reviewed technical […]

2013 Ontario Budget: Capital Markets Essentials

Premier Kathleen Wynn’s Ontario budget was tabled on May 2, 2013. It contains proposed new powers for the Ontario Securities Commission (“OSC”) to “update and strengthen” securities laws in Ontario. […]

Securities Law Quarterly – Q1 2013

Our coverage is succinct and targeted to serve the needs of issuers and their advisors. In the first quarter of 2013, regulators proposed new measures to increase board flexibility in […]

TSX Toughens Rules for Director Elections

For companies listed on the Toronto Stock Exchange (“TSX“), the New Year will bring new rules for director elections. The TSX will be strengthening corporate governance standards by incorporating changes […]

Advance Notice By-laws and Policies

As shareholder activism increases in Canada, so too are the number of proxy disputes. As such, more Canadian public companies are implementing advance notice by-laws and policies. Advance notice by-laws […]