Meet our lawyers and professionals in this area
Susan Han
Partner
David Brown
Partner
Stephen Doak
Partner
Wayne Egan
Managing Partner
Ryan Morris
Partner
Steven Rukavina
Partner
Michael Statham
Partner
Marie-Andrée Vermette
Partner
Our services include:
- Investment Products – Providing advice on the formation, structuring, management, and distribution of all types of investment products, including mutual funds, open and closed-end trusts and corporations, public funds, pooled funds, segregated accounts, flow-through limited partnerships, private equity and venture capital funds, real estate investment trusts (REITs), and mortgage investment entities.
- Tax Advice – Structuring investments that can be held in RRSPs and other deferred tax plans, structuring tax-efficient investment management compensation, and advising on withholding tax and other tax compliance matters arising in the investment fund industry.
- Litigation and Regulatory Proceedings – Providing representation and advising on audits, compliance reviews, and investigations, as well as registration and enforcement proceedings, other regulatory proceedings, and parallel civil and quasi-criminal proceedings.
- Transactional and Corporate – Acting for investment fund managers, advisers, and dealers in a broad range of transactional and corporate related matters, and drafting and negotiating related agreements.
- Registration – Assisting firms and individuals with registration matters with securities regulators and membership matters with self-regulatory organizations.
- Compliance – Providing registrants and other capital market participants with ongoing advice regarding all types of compliance and regulatory matters, including exemptive relief applications.
Investment Funds - Insight & Events
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