On Sept. 28, 2009, securities regulatory authorities across Canada welcomed the new National Instrument 31-103 Registration Requirements and Exemptions. The new registration rules brought a number of major changes to the securities industry in Canada, one of the most significant of which was the introduction of the new exempt market dealer registration category.
Oct 1, 2009
Quiz: Securities Law
By Sanjay Joshi and Geoffrey Ritchie Canadian Lawyer InHouse Magazine